Who is head of wealth management UBS?
Robert J. McCann is Chief Executive Officer of UBS Wealth Management Americas (WMA) and member of the Group Executive Board of UBS AG.?
How do I file a complaint against a UBS advisor?
Client Complaints If you have general comments or complaints, please write us at: UBS Financial Services Inc. Or contact Client Relations at 800-354-9103 from 8:00 a.m. to 5:00 p.m. Eastern Time, Monday through Friday.
What is the UBS Wealth Advice Center?
The UBS Wealth Advice Center is a branch of UBS Financial Services Inc. that provides wealth management advice and financial products and services to UBS Clients, but operates differently than other UBS Financial Services Inc. branches.
How do I complain about my financial advisor?
How to complain
- Step one: Contact the firm directly. If you have a complaint about a firm or service, you should first ask the firm to put things right.
- Step two: Contact the Financial Ombudsman Service.
- Step three: Take the matter to court.
What if your financial advisor lies to you?
None of the reasonable reasons for leaving an adviser warrant an actual complaint. If you feel like you were lied to, or fraud is occurring, report it to their firm and report it to FINRA.
What do you do if you are not happy with your financial advisor?
If you hate difficult conversations, just slip out the back, Jack. Find a new advisor, make a copy of your online transaction records, and ask your new advisor to transfer over your records and assets. But first, look at the fine print in the contract you signed to find out what fees you may incur in transferring.
How are UBS financial Advisors paid?
At UBS, this additional compensation is based on a combination of the amount of the Financial Advisor’s annual revenue at the prior firm and the level of assets or accounts that transfer to UBS. Financial Advisors in the Wealth Advice Center are paid on a salary-plus-bonus structure.